Steps (ISO/IEC 17021-1)
| Step | What happens | Typical timing |
|---|---|---|
| Application and quote | CB asks for headcount, sites, shifts, scope, design responsibility, outsourced processes; calculates audit days | 2-8 weeks before stage 1 |
| Stage 1 (readiness) | Documents, scope, process map, internal audit and management review evidence, site conditions; often partly remote | 1-2 days |
| Gap to stage 2 | Close stage 1 concerns | Usually 2-8 weeks; long gaps may require stage 1 to be repeated |
| Stage 2 (certification) | Implementation and effectiveness on site: interviews, records, process sampling across shifts | Most of the audit days |
| Nonconformity closure | Majors: correction and corrective action verified (often a follow-up visit) before certification. Minors: accepted plan | Typically within 90 days of stage 2 |
| Certification decision | Independent review by the CB; certificate valid 3 years | 2-6 weeks after closure |
| Surveillance 1 | First surveillance within 12 months of the certification decision | ~1/3 of initial days |
| Surveillance 2 | Yearly | ~1/3 of initial days |
| Recertification | Before the certificate expires; reviews 3-year performance | ~2/3 of initial days |
What must exist before stage 1
- Scope and process map; policy and objectives; mandatory documented information (see the gap analyzer).
- About 3 months of records for every process.
- A complete internal audit covering all processes and clauses, with corrective actions in progress.
- A management review covering every 9.3.2 input, with decisions recorded.
Missing internal audit or management review is the most common reason stage 1 fails.
Choosing a certification body
| Check | Why |
|---|---|
| Accredited by a national body that is an IAF MLA signatory (UKAS, ANAB, DAkkS, COFRAC, JAS-ANZ...) | Unaccredited certificates are not accepted by many customers |
| Accredited for your sector's IAF code | The scope must cover your industry |
| Auditor availability in your region and language | Cost and scheduling |
| Day rate x audit days, plus travel and certificate fees | Compare the 3-year total, not the first-year quote |
| Customer acceptance | Some customers or sectors list approved CBs |
Avoid "certificate mills" that promise certification without audits or in a few days: their certificates are not accredited and can harm customer relationships.
Speeding up safely
- Use existing systems (ISO 14001, ISO 45001, customer approvals) and integrate rather than duplicate.
- Run phases in parallel: train auditors while writing procedures; select the CB during implementation.
- Keep documentation lean: write only what the processes need.
- Do not compress the records period below about 3 months; auditors need evidence of a working system.
8d-problem-solving-report-writer
Write and review 8D problem-solving reports for customer complaints and serious nonconformities (automotive and aerospace practice: Ford Global 8D, VDA, GM, Stellantis formats): D0 emergency response, D1 cross-functional team and champion, D2 problem description with 5W2H and is / is-not and no cause in the statement, D3 interim containment within 24 hours with verification and clean point, D4 verified occurrence and escape (non-detection) root causes plus systemic cause, D5 permanent corrective actions for each cause verified before implementation, D6 implementation, validation with production data and removal of containment, D7 PFMEA, control plan and read-across to similar products, D8 closure and recognition. Checks an 8D discipline by discipline for missing content, human-error root causes, missing escape cause or action, late containment and dates out of order.
acceptance-sampling-plan-selector
Select and evaluate acceptance sampling plans for incoming, in-process and final inspection: ANSI/ASQ Z1.4 / ISO 2859-1 single sampling under normal inspection (code letter from lot size and inspection level I, II, III, S-1 to S-4; sample size, Ac and Re from AQL, following the table's arrows to the correct plan; 100% when n reaches the lot size; AQLs above 10 per 100 units), operating characteristic curves (Pa at any quality, producer's quality level, indifference point, LTPD, AOQ and AOQL, binomial or hypergeometric), plans designed from producer and consumer risk, and c = 0 zero-acceptance plans. Covers AQL choice by defect class, switching rules between normal, tightened and reduced inspection, when sampling is not appropriate, and random sampling.
approved-supplier-list-manager
Manage and audit an approved supplier list (ASL) / external provider register for ISO 9001 8.4.1, IATF 16949 8.4 and AS9100 8.4.1: supplier status (approved, conditional, probation, pending, disqualified), scope of approval by commodity and process, risk class, certification and expiry, re-evaluation intervals by risk, conditions with end dates, single-source contingency, approver and customer-directed sources. Audits the list for expired or expiring certificates, overdue re-evaluations, conditional or probation status past its decision date, high-risk suppliers without the required certification, single-source suppliers without backup and missing approvers, and checks purchase orders for suppliers that are off-list, disqualified or pending, or buying outside the approved scope. Covers ERP blocks, PO requirements, off-list and emergency purchases.
apqp-phase-planner
Plan and track Advanced Product Quality Planning (AIAG APQP 3rd edition, IATF 16949) for a new or changed automotive part: back-schedule the five phases (plan and define, product design, process design, product and process validation, launch and feedback) from the start-of-production date by program complexity, with overlap, PPAP lead and safe-launch period; list the deliverables and gate for each phase (DFMEA, DVP&R, feasibility, process flow, PFMEA, control plans, MSA, Ppk, run at rate, PPAP, safe launch, lessons learned); adjust for build-to-print suppliers; flag compressed timelines and late or untracked deliverables against a status list. Covers gate reviews, red/yellow/green status reporting, run at rate and safe-launch exit criteria.
as9100-gap-analyzer
Run an AS9100D / EN 9100:2018 gap analysis for aviation, space and defence suppliers on the requirements added to ISO 9001: on-time delivery and conformity focus, management representative, ethics and human-factors awareness, operational planning and operational risk management, configuration management, product safety, counterfeit-part prevention, special requirements, critical items and key characteristics, external provider register and flow-down, FOD prevention, tooling and NC program control, special process validation, first article inspection (AS9102), traceability, in-service data and nonconforming product control. Generates and scores a worksheet, grades missing core controls as major, and checks invalid n/a claims. Covers AS9101/AS9104, OASIS, AS9102 FAI forms, counterfeit standards (AS5553, AS6174, AS6081), NADCAP and the planned IA9100 transition.
audit-report-writer
Write internal, supplier and pre-certification audit reports with the content ISO 19011:2018 6.5 expects: audit objectives, scope, criteria with revisions, dates, team and auditees, method and sampling statement, specific strengths, findings table and three-part finding details (requirement, evidence, statement), conclusion on the degree of fulfilment of criteria, diverging opinions, follow-up deadlines and distribution. Builds a Markdown report from a JSON audit record, generates the conclusion from the findings (major / minor / none) and flags reports missing required content or findings without clause or evidence. Covers conclusion wording, closing meetings, response expectations and verifying corrective actions.